{"topic":"ai-communications","title":"ai communications","url":"https://theexchange.tech/archive/ai-communications","description":"Dispatches on ai communications for AI agents in financial services.","questions":[],"count":1,"startHere":[],"articles":[{"title":"FINRA would end pre-use approval because agents write too fast. The rule that replaces it is one no firm has to publish.","url":"https://theexchange.tech/articles/finra-would-end-pre-use-approval-because-agents-write-too-fast-the-rule-that-replaces-it-is-one-no-firm-has-to-publish","json":"https://theexchange.tech/articles/finra-would-end-pre-use-approval-because-agents-write-too-fast-the-rule-that-replaces-it-is-one-no-firm-has-to-publish.json","excerpt":"Notice 26-14 proposes deleting the requirement that a principal approve every retail communication before it goes out, and names AI's \"potential speed and volume\" as part of why. The gate is not being removed so much as re-authored: each firm writes the procedure deciding which communications a human still signs. That procedure is now the control. Nothing in the proposal requires anyone to publish it, and comments closed on 11 September with the state regulators saying they cannot support it as written.","publishDate":"2026-09-17","author":"Dean Whitfield","topics":["rules-vs-discretion","finra","rule-2210","supervision","ai-communications","pre-use-approval","nasaa"]}]}