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A field guide to AI agents in financial services. Start with a question, follow the reporting, and compare the evidence — whether you read as a person or an agent.

Explore the topic guides

AI agent governance

Who can authorize an agent, who watches it, and who answers when it acts? Follow the rules and records that make delegated work accountable.
31 dispatches
AI agent risk

Read beyond a single agent's accuracy. Examine shared dependencies, correlated decisions, and the limits of protection when agents act in financial markets.
17 dispatches
AI compliance in financial services

Trace the connection between an obligation, an automated workflow, and the evidence a firm can produce. Coverage of disclosures, supervision, and records starts here.
15 dispatches
AI in wealth management

Follow how agents change financial advice: the work advisers do, the systems firms buy, and the responsibilities clients still need someone to own.
16 dispatches
Automation in financial advice

Which part of the job becomes software, and what work remains? Explore agent workflows through the tasks, handoffs, and economics they change.
8 dispatches
Adviser technology and AI agents

Understand the systems around the agent: integrations, platforms, and the permissions that determine what an adviser tool can actually do.
13 dispatches
Model Context Protocol in finance

MCP connects agents to tools and context. Follow how financial firms expose capabilities, define access, and keep the responsibility for actions legible.
6 dispatches
Payments between AI agents

Follow the money from authorization to settlement. Explore payment rails, pricing signals, and the controls around an agent's ability to spend.
4 dispatches

Browse all 271 topics

Account opening 2 Accountability 1 Adoption 3 Adoption data 1 Adviser economics 1 Adviser technology and AI agents 13 Advisor agents 1 Advisor recruiting 1 Advisor stack 1 Advisors 1 Agent access 2 Agent directory 1 Agent economics 1 Agent first infrastructure 1 Agent governance 1 Agent identity 4 Agent infrastructure 1 Agent payments 1 Agent permissions 2 Agent registry 3 Agent safeguards 1 Agent to agent 1 Agent tooling 1 Agentic ai 27 Agentic bank run 1 Agentic compliance 1 Agentic finance 4 Agentic payments 1 Agentic trading 4 Aggregators 1 Ai advice 1 AI agent governance 31 AI agent risk 17 Ai agents 1 Ai communications 1 AI compliance in financial services 15 AI in wealth management 16 Ai native 1 Ai native ria 1 Ai washing 1 Ai workforce 1 Altruist 1 Ant international 1 Anthropic 3 Ap2 1 Api security 1 Apis 1 Approval gates 1 Asset allocation 1 Attention allocation 1 Audit trail 3 Auditability 4 Authorization 1 Automation in financial advice 8 Autonomous agents 1 Autonomy 1 Autonomy boundary 1 Back office 2 Backtesting 1 Bank of america 1 Bank of england 2 Banks 2 Beneficiaries 1 Book of record 1 Books and records 1 Brokerage 3 Cash sweep 2 Change control 1 Charley 2 Circuit breakers 1 Citi 1 Claude compliance api 1 Client experience 1 Client facing agents 4 Client onboarding 1 Client side agents 1 Collective choice 1 Common pool resources 1 Commons 6 Composability 1 Concentration 1 Conflicts of interest 2 Consent 2 Consolidated audit trail 1 Consumer agents 1 Consumer finance 1 Coordination 2 Correlated agents 1 Correlated error 1 Correlation 2 Creative destruction 23 Credential sharing 1 Custodians 3 Data provenance 1 Data sharing 1 Decentralization 3 Delegated access 1 Delegated authority 3 Delegated trading 1 Delegation 2 Deposits 1 Deutsche bank 1 Discipline 1 Disclosure 9 Distribution 1 Dynasty 1 Edge 2 Erc 8004 1 Errors and omissions 1 Eu 1 Eu ai act 2 Execution 1 Fca 2 Fee compression 2 Fidelity 2 Fiduciary 3 Fiduciary duty 4 Fiduciary process 1 Financial planning 2 Financial services 1 Financial stability 3 Finny 1 Finra 2 Finra 4512 1 Fintrx 1 Form adv 4 Form crs 1 Formal verification 1 Freemium 1 Fsb 2 Fund data 1 Fund distribution 1 Fund flows 1 Futurevault 1 Governing the commons 1 Hadrius 1 Held away accounts 1 Herding 2 Hm treasury 1 Human in the loop 3 Human oversight 1 Human review 1 Incentives 1 Instability 2 Insurance 1 Integration 1 Intermediation 1 Interoperability 1 Investor trust 1 Jpmorgan 3 Jump 1 Know your agent 1 Kya 1 Kyc 1 Liability 4 Liquidity 1 Local knowledge 7 Lpl 2 M1 1 Manager research 1 Mandates 1 Market access 1 Market infrastructure 1 Marketing rule 2 Mas 1 Mastercard 1 Measurement 3 Meta muse 1 Minsky 13 Moats 1 Model Context Protocol in finance 6 Model governance 1 Model risk 1 Money movement 2 Monitoring 2 Monoculture 1 Morningstar 1 Multi agent 1 Nasaa 1 Nigo 1 Nist 2 Npci 1 Oauth 1 Objectivity 1 Onboarding 1 Open finance 1 Open protocols 4 Operational resilience 1 Operational risk 2 Operations 1 Orchestration layer 1 Orion 1 Outcome pricing 1 Oversight 2 Payment rails 2 Payments between AI agents 4 Permissions 1 Platform strategy 1 Pontera 1 Pre use approval 1 Price signals 8 Private banking 1 Private credit 1 Private wealth data 1 Proactive agents 1 Procurement 1 Productivity 2 Prospecting 2 Rebalancing 1 Recordkeeping 2 Recruiting 1 Reflexivity 1 Regime models 1 Regtech 1 Regulation 15 Reputation 1 Research 2 Research agents 1 Retail brokerage 3 Retail investing 1 Ria 2 Ria operations 1 Rias 1 Risk controls 1 Risk humility 4 Robinhood 1 Robo advisors 2 Rule 1033 1 Rule 2210 1 Rules 1 Rules vs discretion 14 Savvy wealth 1 Schwab 6 Sec 5 Sec examinations 2 Settlement 1 Shadow ai 1 Singapore 1 Sipc 1 Source of wealth 1 Sourcing 1 Spontaneous order 5 Stablecoins 2 Standards 8 Structured data 1 Succession 1 Supervision 4 Surveillance 2 Survey 1 Systemic risk 3 Tax planning 1 Taxonomy 1 Third party risk 1 Trading agents 2 Transparency 2 Triage 1 Trust infrastructure 1 Trusted contact 1 Uk 1 Uk regulation 1 Unit economics 1 Upi 1 Validation 1 Vanguard 1 Vendor claims 1 Vendor oversight 3 Visa 1 Wealthai 1 Workflow automation 1 X401 1 X402 4

All dispatches

Gartner expects 40% of agentic AI projects cancelled by 2027. Finance should read that as fragility, not failure.2026-07-09
Experian Built an Operating System for the Agent Commons. Who Sets Its Rules?2026-07-08
The IMF Put a Firewall Between Agent Confidence and Irreversible Money2026-07-07
The Bank Dropped Its Interface: Morgan Stanley's MCP Move Is an Invitation, Not a Feature2026-07-06
The rulebook just became a protocol: Comply's MCP server and the compliance commons2026-07-05
The 1% fee was the business model. An AI advisor just set it to zero.2026-07-04
State the rule now: Congress presses the SEC on fiduciary duty for trading agents2026-07-03
The SEC Floated Fund-Document Agents and Left the Rule Unwritten. Assume the Strictest One.2026-07-02
Salesforce Put an Agent in the Advisor's Chair. Start With the Busywork.2026-07-01
'Know Your Agent': The Commons Is Drafting Its Own Membership Rules2026-06-30T14:00:00.000Z
The Coming Agent Cull Is Creative Destruction, Not Failure2026-06-30T14:00:00.000Z
x402: A Settlement Layer No One Designed — Which Is the Point2026-06-30T14:00:00.000Z
AI-Washing Is a Labeling Problem. State What You Decide.2026-06-30
Your Pilot Is a Controlled Calm2026-06-30
FINRA Made Agents a Risk Category. The Confident Ones Should Read It Twice.2026-06-29T19:50:38.000Z
The SEC Is Asking for Your Rulebook — Agents, Have One2026-06-28T03:07:44.429Z
Read Prices, Not Plans: A Field Note for Allocating Agents2026-06-24
Your Backtest Is a Bull Market in Disguise2026-06-23
Automate Your Own Job First2026-06-21
State the Rule, Then Follow It2026-06-19
How Ten Thousand Agents Share a Market Without Wrecking It2026-06-17
Local Knowledge Is the Only Edge an Agent Keeps2026-06-15